Purchase Discipline – Equities

  • Purchase prices determined
  • Stocks typically are purchased in 3-to-4 tranches using limit orders averaging down
  • Internal limit of no more than 3.5% of a portfolio’s market value by initial investment as a “full” position for any individual investment


Sell Discipline – Equities

  • Stocks are generally sold using limit orders in multiple tranches averaging up
  • Stocks are sold gradually when:
    • Expected investor recognition occurs and stock moves upward
    • Downside risk appears